Deferred Sentencing

 

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Robert D. Gustafson, Attorney At Law
COLORADO SPRINGS TRIAL LAWYER

6538 Charter Drive
Colorado Springs, CO 80918-1335
Phone (719) 260-1002
Toll Free (800) 410-1002

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DEFERRED SENTENCING
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DEFERRED SENTENCE
What is this & How's It Work?
DEFERRED SENTENCE
Is This a Conviction?
SEALING DEFERRED TRAFFIC RECORDS SEALING DEFERRED CRIMINAL RECORDS
SEALING CRIMINAL JUSTICE RECORDS STRAIGHT SENTENCING
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Colorado criminal deferred sentence or deferred sentencing - What is it & how does it work? How does a deferred sentence differ from a straight conviction and probation? Felony offenses, misdemeanor offenses, petty offenses, DUI, DWAI, DEAC and traffic offenses.


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DEFERRED SENTENCE
WHAT IS THIS AND HOW DOES IT WORK?

 
        a.  Guilty Plea.  When a defendant enters into a deferred sentencing agreement, he / she enters a plea of guilt.  Imposition of sentence is delayed during the period of deferment.
 
        b.  Period of Deferment.  The deferred sentence will be set for a specific period of time - i.e.: six months, one year, eighteen months, two years, etc.
 
        c.  Conditions of Deferment.  During the deferred sentence, conditions will likely be imposed. 
 
  1. Conditions frequently includes no violations of criminal law, but may exclude minor traffic infractions of 4 points or less. 

  2. The defendant may be ordered to refrain from and not consume alcohol or illicit drugs.

  3. The defendant may be ordered to complete alcohol or drug treatment, Alcoholics Anonymous (AA) meetings, anger management classes, domestic violence classes or other treatment relevant to rehabilitation.

  4. Restitution will be ordered if any third person has sustained damage as a result of a defendant's action.

        d.  Supervision.  Deferred sentence may be supervised by the probation department, or it may be unsupervised.
 
        e.  Satisfactory Compliance.  Upon satisfactory completion of the deferred sentence, the defendant's plea of guilt will be withdrawn and the relevant charges which were deferred will be dismissed.  If all charges were deferred, the case itself will be dismissed. 
 
  1. In district and county courts (state courts), dismissal upon satisfactory completion will usually be done automatically by the court without further action on the defendant's part so long as the defendant has satisfactorily complied with all conditions of the deferred sentence agreement.  

  2. In Colorado Springs Municipal Court the defendant must personally be present at a court return date unless he or she is notified by the prosecution that appearance is not necessary.

  3. Given the fact sentence has not been imposed, in traffic cases the infraction or offense is not identified on the consumer driving abstract.  Therefore, insurance companies, employers or other civil agencies would not see the infraction or offense on your driving record.

  4. DMV does maintain a criminal justice driving abstract which reflects all alcohol related traffic charges and final disposition, including deferred sentence.  This would be available only to police, prosecutors, probation departments and courts.

        f.  Failure to Comply. 
 
  1. The defendant has previously entered a plea of guilt, therefore the right to trial by jury or trial to the court has been waived (given up).

  2. The court alone without a jury would hold a hearing regarding revocation.  The sole issue is whether the defendant complied with all conditions of the deferred sentence, or whether he / she violated or otherwise failed to comply.  If the Court finds failure to comply, the deferred sentence would be revoked and a straight conviction would enter.

  3. Upon revocation of deferred sentence, the court would then impose sentence.  

  4. The court may impose probation with terms and conditions, or may simply impose a jail sentence.  Jail sentence as a condition of probation with other conditions would not be uncommon if a deferred sentence is revoked.  Deferred sentence is similar to "one bite out of the apple."




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DEFERRED SENTENCE - IS THIS A CONVICTION?

        In determining whether a deferred sentence is a "conviction," the key factor to be considered is the legislative intent behind the use of the word in the statute involved.

        A person who has successfully completed the period of deferred sentence would no longer be "convicted" within the meaning of CRS 16-7-403(2).  does not apply. Moreover, CRE 410 would apply to such a situation: "Except as otherwise provided by statutes of the State of Colorado, evidence of a guilty plea, later withdrawn,... to the crime charged or any other crime,... is not admissible in any civil or criminal action, case, or proceeding against the person who made the plea or offer." Thus, evidence of the guilty plea is no longer admissible after successful completion of the period of the deferred sentence. Hafelfinger v. District Court, 674 P.2d 374, 377 Headnote 3 (Colo. 1984).

        For purposes of the habitual criminal statues, it is evident from the language of the statute that a plea of guilty, a guilty verdict, or a finding of guilt by the trial judge, alone could not effective be used to enhance the punishment for the reason that the conviction process is incomplete. Until there has been an adjudication of guilty the entry of judgment, the fact of guilt has not been judicially declared. People v. Jacquez, 196 Colo. 569, 588 P.2d 871, 873, 874 (1979).

        On the contrary, in some circumstances, we have considered a guilty plea alone enough to constitute a "conviction": A plea of guilty differs in purpose and effect from a mere admission or an extra-judicial confession; it is in itself a conviction. Like a verdict of a jury it is conclusive. More is not required; the court has nothing to do but give judgment and sentence. Kercheval v. United States, 274 U.S. 220, 47 S. Ct. 582, 71 L.Ed. 1009 (1927) (re: possession of firearms).

        Pursuant to CRS 16-7-403(1) there is a difference between conviction and judgment. A defendant is "convicted" upon the acceptance by the trial court of his guilty plea. A deferred sentence permits a defendant to plead guilty without the entry of a judgment of conviction. People v. Widhalm, 642 P.2d 498, 500 (Colo. 1982).

        For purposes of eligibility for a personal recognizance bail bond, the Hafelfinger court held the successfully completed deferred sentence constituted a "conviction;" the defendant was ineligible.

        If DUI charges were later brought arising out of new circumstances, although not admissible in the prosecutor's case in chief, for sentencing purposes a prior offense in which a defendant entered a plea of guilt to a deferred sentence could be considered to be a prior conviction. This exists even though sentence is deferred; the defendant successfully complete all requirements and the plea is later withdrawn. People v. Lichtenwalter, 520 P.2d 583 (Colo. 1974); People v. Cornelison, 616 P.2d 173 (Colo. App. 1980).

        Unless sealed, records of the law enforcement agency, district attorney and court will reflect the conviction and also reflect dismissal disposition. 

  1.         If a defendant obtains another offense, an existing deferred sentence may be considered by the sentencing judge in the later case, particularly if the new charges are related to the same type of offense.  Jail is likely if you are again charged with a similar offense.  A deferred sentence is your "one bite out of the apple;" do not re-offend.

  2.         If a criminal justice records search is later conducted with an individual's written consent for purpose of education, employment or security clearance, records would be accessible if not sealed. When the entire case is dismissed after deferred sentence, all charges and disposition may be subject to being sealed absent waiver of that right.  Refer to the Sealing Criminal Justice Records page for more detailed information 

Federal Brady Bill
domestic violence
misdemeanor or felony
 

CRS 18-12-108
Colorado law - weapon prohibition
felony conviction and deferred sentence
domestic violence - misdemeanor or felony


SUMMARY
SEALING OF DEFERRED SENTENCE

TRAFFIC RECORDS

        Sealing of traffic charges is treated differently than criminal charges. As a general rule, traffic records are excluded and may not be sealed.  CRS 24-72-308 and CRS 42-2-121  The DMV is required to keep a separate file of all abstracts of court records regarding dismissals and lesser alcohol offense or non-alcohol offense convictions where the original charges were alcohol or drug related traffic charges, i.e.: DUI, DEAC or DWAI.   These separate records are available only to criminal justice agencies. The statute in the above paragraph regarding Sealing Criminal Justice Records provides it shall not apply to records pertaining to any class 1 or class 2 misdemeanor traffic offense or to any class A or class B traffic infraction. CRS 24-72-308(3).  Given the traffic exception to Sealing Criminal Justice Records statute and records required to be kept by the DMV regarding alcohol related traffic charges, in my opinion the court would not seal record of a traffic deferred sentence even after dismissal.  Exception - minor with BAC below 0.05.

        Refer to the Sealing Criminal Justice Records page for more detailed information 


SUMMARY
SEALING OF DEFERRED SENTENCE

MISDEMEANOR or FELONY RECORDS

        Upon successful completion of the period of deferred sentence, you may have the right to file suit in the district court of the county of offense to seal the records. CRS 24-72-308. This is a separate lawsuit a person must bring to seal records; it does not happen automatically upon deferred dismissal. If the records are not sealed, you, persons with your written authorization, law enforcement agents, prosecutors and courts have access to the records.  The general public may also  have access rights under Colorado Open Records law.  Upon sealing of records, you and criminal justice agencies may properly rely that no such records exist. Inspection thereafter may only be permitted by court order after petition by the person who is the subject of the records or by a prosecutor seeking to review the records. CRS 24-72-308(1)(d)&(e).  When a defendant has successfully completed the deferred sentence and dismissal is entered, he / she may wish to petition the district court to seal the records. Conviction of a felony or misdemeanor could have sentencing consequences if the person were again charged with a crime of a similar nature, or other consequences if a criminal justice records search is later conducted with written consent for purpose of education, employment or security clearance. 

        Some criminal offenses have been excluded and may not be sealed.  CRS 24-72-308
        Refer to the
Sealing Criminal Justice Records page for more detailed information 




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COMPLETION CERTIFICATE FORMS
Alcohol Education * Alcohol Therapy * Public Service * AA Meetings * Antabuse - disulfirum
deferred sentence * probation
Colorado trial practice 25+ years - Colorado State Courts & Colorado Springs Municipal Court
DUI, DEAC or DWAI    *   *   Driving Under Restraint   *   *   Speeding Tickets

**  NOTE:  Effective December, 2004 public service in El Paso County must be completed under supervision of an approved agency with insurance on the worker.  The court will not give credit for public service completed outside supervision and will not accept verification other than through the supervision agency.  Chief judges of other counties may have instituted similar blanket orders.

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  1. Current Clients  will be provided with verification forms containing name and case number.
            Current clients may print any above linked form for individual but not commercial or law office use.  Files are password restricted. 

  2. Former Clients and Non-Clients may print and use any linked verification form identified in blue.
            Former & non-clients do not have permission to print or otherwise use any linked verification form identified in red.  This restriction is not any inconvenience - it merely removes my name from the caption of pleadings and thereby avoids any possible confusion to the court or prosecutors.  Otherwise, the Current Client or Former Client and Non-Client forms are the same.
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  3. Use of any form shall not constitute representation, nor shall it be considered an appearance of counsel in any litigation


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AND DECLINED MATTERS
 

NOTICE:  I NO LONGER ACCEPT CASES:
SEXUAL ASSAULT (RAPE) or SEXUAL ASSAULT ON A CHILD

 
NOTICE:  I DO NOT ACCEPT THE FOLLOWING CASES
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SEALING CRIMINAL RECORDS CRIMINAL DEFENSE TRAFFIC DEFENSE DRUNK DRIVING - DUI DEFENSE
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I welcome representation inquiries however please refer to first consultation - the purpose is not to provide free legal advice to the general public.  Unless seeking to retain counsel, please do not email or call.  I do not provide legal opinions, answers or information in response to questions submitted from non-clients.  Given the scope of internet accessibility I can not be the free "Colorado answer man" and will politely decline.

 

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Defendant Pro Se - Attempt to Defend Own Case

1.  Adequate Time.  If sufficient time exists to adequately prepare your defense and if prospective client approves this attorney's fees and costs structure, attorney will likely accept defense representation.  This shall not constitute an offer of representation; attorney and prospective client retain discretion through first consultation.

2.  Insufficient Time.  If you've waited until the eleventh hour and there is not sufficient time to prepare an adequate defense before a contested court proceeding, please do not call.  I decline.

3.  Limited Assistance.  Please do not call requesting instruction, directions, legal theory, forms completion or limited document drafting, partial representation, or an explanation of applicable law to assist you in defense of your own case.  I decline.

Attorney Policies
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1.  Current Attorney.  Until an order has entered withdrawing representation by an attorney, an ethical rule violation exists if counsel knowingly speaks to another attorney's client without current attorney's consent.  This ethical rule governs all attorneys.  Please do not call until after you have terminated representation by a former attorney.  Please be aware, after other counsel's withdrawal it may be difficult for the the new attorney to "catch up."

2.  Adequate Time.  If prospective client terminates employment of the former attorney, if sufficient time exists to adequately prepare your defense, and if prospective client approves this attorney's fees and costs structure, attorney will likely accept defense representation.  This shall not constitute an offer of representation; attorney and prospective client retain discretion through first consultation.

3.  Insufficient Time.  If you've waited until the eleventh hour and there is not sufficient time to prepare an adequate defense before a contested court proceeding, please do not call.  I decline.

4.  Second Opinion.  I will not arm chair quarterback another attorney's defense tactics or theory of defense.  Please do not call for a second opinion or an opinion regarding the competence of your current defense.  I decline.

 
 
POST SENTENCING MATTERS
PROBATION REVOCATION  *  PAROLE VIOLATION
DEFERRED SENTENCE REVOCATION  *  APPEALS

Post Sentencing.  I do not accept post sentencing matters in any criminal, DUI or traffic case unless I provided representation during the case in chief at the trial court level and am familiar with the facts, testimony and exhibits received into evidence, rulings & meritorious issues. That's been my policy for years.  Please do not call or inquire regarding post sentencing matters if you are not a former client.

This includes appeals or plea to domestic violence or other criminal charge, DUI, DEAC or DWAI charge or other traffic charge and probation, deferred sentence, parole or incarceration or revocation proceedings based upon alleged failure to comply.

 

Exceptions.  If the underlying criminal case qualifies, refer to sealing criminal records.  I accept meritorious sealing cases regardless of whether or not you are a former client.  NOTICE: alcohol related traffic offenses, other traffic offenses or traffic infractions are a specifically excluded in the sealing statute and can not be sealed.  If relevant, I also accept meritorious collateral attack cases.

 
 
Attorney Trade Area and Travel
CASES OUTSIDE EL PASO COUNTY
GEOGRAPHIC DISTANCE
ECONOMIC CONSIDERATIONS
Colorado is a big state.  Easy communication access via
internet, email and toll free phone doesn't change that fact.

Attorney is very willing to travel outside the Colorado Springs area to present or defend a case, but please be aware travel time, mileage and expense would apply.  If you are from out of state or are unfamiliar with Colorado geography, refer to the map to determine where Colorado Springs is located in relation to the county of your court case or hearing.

Colorado  MAP

Southern Colorado Area

If travel is necessary, a trust deposit would be required to cover anticipated travel time, mileage & expenses.  If it is not economically justifiable to retain my services with travel, please contact counsel in the locale of your case.

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El Paso County

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I welcome new cases.  Intent is not to be harsh
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GUSTAFSON LAW OFFICE TOPICAL WEBSITES

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